Jul 2, 2024 · Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. View a listing of real-time filings as they are submitted into the EDGAR system. Also view daily filings by form type within the past week.

Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.

Dec 13, 2024 · The Division of Corporation Finance seeks to ensure that investors are provided with information needed to make informed investment and voting decisions, including when a company initially offers its securities to the public and on an ongoing basis.

Jul 12, 2024 · From its 1930s origins to present-day challenges regulating cryptocurrencies, this article explores the market regulator's roles, responsibilities, and reach. The U.S. Securities and Exchange...

Jul 12, 2024 · The Securities and Exchange Commission (SEC) is the U.S. government oversight agency responsible for regulating the securities markets and protecting investors.

Aug 8, 2023 · Congress passed the Securities Exchange Act of 1934 (P.L. 73-291) to create the Securities and Exchange Commission (SEC) in the wake of the stock market crash in 1929 to help restore confidence in capital markets. The SEC is an independent federal regulatory agency responsible for administering federal securities laws. It has broad

The U. S. Securities and Exchange Commission (SEC) has a three-part mission: Protect investors; Maintain fair, orderly, and efficient markets; Facilitate capital formation; Congress Created the SEC. When the stock market crashed in October 1929, so did public confidence in the U.S. markets.

Learn more about our Top 10 New Year’s resolutions by reading our Director’s Take article. Beware of Communications Falsely Appearing to Come from the SEC. If you have been contacted by the SEC, confirm that the communication is authentic by contacting SEC staff directly. Submit Questions and Complaints.

The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent fraud.

Aug 20, 2015 · In keeping with its mission, the SEC has the responsibility to: coordinate U.S. securities regulation with federal, state, and foreign authorities. The SEC consists of five presidentially appointed Commissioners, with staggered five-year terms. The President designates one of these Commissioners as Chairman – the agency’s chief executive.