The Trump administration will likely impact the SEC whistleblower program in terms of a change in its enforcement priorities, ...
On January 13, the U.S. Securities and Exchange Commission (SEC) issued a $3 million whistleblower award to an anonymous ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up to receive our free e-Newsbulletins Some states have laws and ethical rules regarding solicitation and ...
On January 16, 2025, the Securities and Exchange Commission (“SEC”) filed a settled enforcement action against a pair of related investment ...
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Lawyers for Bob K. Luong filed a motion on Tuesday to lift a previous stay so an amended whistleblower complaint ... by Nasdaq in 2018 owing to an SEC investigation into its revenue recognition ...
of the law firm Napier Network. The former employee is filing his complaint under the SEC’s whistleblower program, which offers people up to 30 percent of money collected in an enforcement action.