On December 11, 2024, the US Court of Appeals for the Fifth Circuit ruled that the Securities and Exchange Commission (SEC) lacked statutory ...

The Dodd-Frank Wall Street Reform and Consumer Protection Act, which was enacted in 2010 in response to the 2008 financial crisis, added ...

The United States Securities and Exchange Commission (SEC) has charged Nova Labs, the firm behind the open-source Helium ...

The transaction was executed under a pre-arranged trading plan, compliant with Rule 10b5-1(c) of the Securities Exchange Act ...

Facebook (Meta) had one of the largest and most anticipated IPOs in history on May 18, 2012, but it failed to meet expectations. A NASDAQ glitch cost investors.

The SEC had attempted to use its regulatory powers to reinterpret the term “dealer,” as that term is used in the Securities and Exchange Act of 1934 (the “Exchange Act”) to include market ...

of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.S. Securities and Exchange Commission. Investors who purchased the Company's securities between January 25 ...

Kyverna Therapeutics, Inc., a leading biotechnology company focusing on autoimmune diseases, revealed its strategic priorities for the year 2025 and anticipated milestones in a recent press release on ...

of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.S. Securities and Exchange Commission. Investors who purchased the Company's securities between June 11 ...

of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.S. Securities and Exchange Commission. Investors who purchased the Company’s securities between October 31 ...

Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...

As such, under the Securities Exchange Act of 1934, Musk was legally obligated to file a report informing the SEC of his ...