JD Supra2h
SEC Rule 13f-2 and Form SHO: New Short Position Reporting Requirements for Certain Investment Managers
The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act ...
JD Supra3h
Fifth Circuit Vacates SEC’s Approval of Nasdaq’s Diversity Rules
On December 11, 2024, the US Court of Appeals for the Fifth Circuit ruled that the Securities and Exchange Commission (SEC) lacked statutory ...
Travere therapeutics director Roy Baynes sells $320,000 in stock
The transaction was executed under a pre-arranged trading plan, compliant with Rule 10b5-1(c) of the Securities Exchange Act ...
When Did Facebook (Meta) Go Public?
Facebook (Meta) had one of the largest and most anticipated IPOs in history on May 18, 2012, but it failed to meet expectations. A NASDAQ glitch cost investors.
Securities Law and Practice Need Reorienting Around Materiality
Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...
NanoViricides Engages CRO for Phase II Clinical Trial
SHELTON, CT / ACCESS Newswire / January 27, 2025 / NanoViricides, Inc. (NYSE American:NNVC) (the "Company") today announced that it has engaged a Clinical Research Organization (CRO) to conduct a Phas ...
Coinbase asks appeals court to rule crypto trades aren’t securities
Coinbase has asked a US appeals court to rule that crypto trades on its platform aren’t securities in its bid to settle an ...
The National Law Review2d
No Enforcement of Corporate Transparency Act Despite SCOTUS Ruling
On January 23, 2025, in the case of Texas Top Cop Shop, Inc., et al. v. Garland, et al., the Supreme Court of the United ...
The National Law Review2d
Congressional Review Act : Resolution of Disapproval of EPA’s TCE Rule Introduced in the House of Representatives
Representatives Diana Harshbarger (R-TN) and Mariannette Miller-Meeks (R-IA) introduced H.J. Res. 27, a resolution expressing ...