"We are pleased the SEC has declared effective the registration statement and that the proxy statement has been mailed, marking a significant milestone in our proposed business combination with Roth ...

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Republican SEC Commissioner Mark Uyeda suggests pausing new enforcement actions against firms that have failed to register ...

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Legal problems are piling up against a now-defunct Georgia financial firm called Drive Planning LLC and its ...

President-elect Donald Trump has said he would fire SEC Chair Gary Gensler on the first day of his new administration.

The US SEC has filed a motion to dismiss three of Kraken’s defenses to the commission’s allegations that the crypto exchange ...

Paul Hastings’ Brad Bondi, Ryan Swan, and Scott Gluck review the latest SEC examination priorities, which include artificial intelligence use and crypto-focused investment strategies and assets.

But none of those defenses have been quite like South Carolina's. The Gamecocks (5-3, 3-3 SEC) rank third in the country with 3.88 sacks per game and eighth with 7.88 tackles for loss per game. Those ...

The SEC failed to adequately plead claims that the Binance.US cryptocurrency exchange violated securities laws by failing to ...

On October 21, 2024, the Division of Examinations (“EXAMS” or the “Division”) of the U.S. Securities and Exchange Commission ...

In May, FAT Brands “took a significant step” toward Twin Peaks and Smokey Bones becoming a standalone entity,” co-CEO Rob ...