Investopedia / Michela Buttignol Rule 10b5-1 is a Securities and Exchange Commission (SEC) regulation that allows insiders of public companies to set up a trading plan for selling stocks they own.

The Securities and Exchange Commission has approved updates to rules governing the $55 trillion equity markets, SEC Chair ...

According to a footnote in a Sept. 12 court filing, the United States Securities and Exchange Commission (SEC) has retracted ...

The letter went on to list the information that the SEC admits to not knowing, starting with the definition of a “crypto asset security” and the number of exchanges operating on the market ...

PictureLake / Getty Images SEC Form S-8 refers to a filing that allows public companies to register securities it offers as part of an employee benefit plan. Companies are required by the ...

The Securities and Exchange Commission today adopted amendments to the "accredited investor" definition, one of the principal tests for determining who is eligible to participate in private ...

SEC Chair Gary Gensler faces scrutiny as lawmakers probe his crypto regulation and enforcement strategy in an upcoming ...

Since the adoption of Rule 612 of Regulation NMS in 2005, there has been a marked increase in trading volume related to NMS ...

Securities fraud occurs when a party misrepresents information in order to make money in the securities market at the expense of others. Securities fraud occurs when one party illegally acts on or ...

Financial securities include equity ... it had to meet a four-part definition: There’s an investment of money involved. The investment is part of a common enterprise with other investors.

The biggest exception is Arkansas, which was plus-15 in its overtime loss at Oklahoma State, with the Razorbacks blowing a ...

The stay of the effective dates of the amended fiduciary regulation and amended exemptions means that the “old” DOL fiduciary ...