Too often regulators get bogged down in the minutiae of prescriptive laws and miss their core intent, says Teresa Goody ...

The Texas Stock Exchange announced Friday it has filed Form 1 with the U.S. Securities and Exchange Commission, the first ...

With $160 million in funding from Wall Street heavyweights, the startup’s CEO wants to challenge New York as a financial hub.

Key issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ ...

The US Securities and Exchange Commission has granted initial approval to the “Bitwise Bitcoin and Ethereum ETF.” ...

For broker dealers who were dreading the full implementation of the Fixed Income Quotation rule, SEC rule 15c2-11, staff once ...

The Cyprus Securities and Exchange Commission (CySEC) on Thursday hosted the plenary meeting of the International Organisation of Securities Commission’s (IOSCO) European Regional Committee (ERC ...

NEW YORK, Feb 2 (Reuters) - Lawyers at the U.S. Securities Exchange Commission (SEC) have been told they need to seek permission from the politically appointed leadership before formally launching ...

Regulators like the U.S. Securities and Exchange Commission (SEC), the Commodity Futures and Trading Commission, and the Financial Conduct Authority in the U.K. enforce rules and regulations ...

If you buy through a BGR link, we may earn an affiliate commission, helping support our expert product labs. Beatles co-founder Paul McCartney gave an interview to the BBC in recent days ...

I guess Brad Pitt got there earlier than I did," he said. "You had to see the look on his face. He looked like he was ready ...

The Beatles pictured at the BBC in 1966 (L-R): Paul McCartney, Ringo Starr, John Lennon and George Harrison The Beatles and the Rolling Stones have both won Grammy Awards, as the ceremony gets ...