The Series 65, also known as the Uniform Investment Adviser Law Examination, is a test and license required of most financial professionals. If you’re interested in becoming a financial professional, ...

Ready to tackle the Series 65 exam? This is your stepping stone to becoming an investment adviser representative, where you’ll help clients make smart financial moves. But don’t let the “exam” part ...

There are many things that a person who plans to enter the industry as an investment professional must consider. They must take certain qualification examinations and, more importantly, they must pass ...

Did you know that only a mere 36% of Americans have a written financial plan? Let’s face it, a lot of people need help planning their finances and building their wealth. You can help them do that as ...

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We independently evaluate all of our recommendations. If you click on links we provide, we may receive compensation. Will Baker is a full-time associate editor at Investopedia. He has over a decade of ...

The Series 65 exam is a ticket to entry for aspiring investment advisor representatives who want to be able to give clients financial and investing advice. The exam’s formal name is the Uniform ...

When Tricia Rosen was ready to restart her financial services career, she was happy to see the industry had changed for the better. "Now that my children are older I wanted to reenter the workforce, ...

A Series 65 license doesn’t hand you a paycheck. What you earn depends on your clients, the assets you manage, and how you structure your compensation. In this guide, I’ll break down what Series 65 ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...