SEC Form 15: What it Means, How it Works, Example

Learn about SEC Form 15, the form and process companies use to deregister as publicly-traded entities, freeing them from ...
IJR

Biden’s SEC Files Lawsuit Against Elon Musk

The Securities and Exchange Commission (SEC) announced Tuesday that the agency filed an enforcement action against the co-chair of the Department of Government Efficiency Elon Musk over his purchase ...
Noozhawk

SEC Files Charges Against Orcutt Financial Adviser Accused of Fraud

The U.S. Securities & Exchange Commission has filed charges against an Orcutt financial adviser accused of defrauding nine victims of more than $2 million. The legal action occurred days before the ...
The Hill

SEC files suit over business deal directly involving Biden’s brother

The Securities and Exchange Commission (SEC) filed a lawsuit last week against a company and a specific business deal that directly involves President Biden’s younger brother, James Biden. The ...
CoinTelegraph

SEC, Ripple file motion to release $125M in escrow as case winds down

The lawsuit against Ripple, filed by the United States Securities and Exchange Commission in December 2020, is finally wrapping up. Ripple and the United States Securities and Exchange Commission (SEC ...
Pensions&Investments

SEC directs exchanges to file new market data governance plan

The Securities and Exchange Commission on Friday issued an order directing U.S. stock exchanges and the Financial Industry Regulatory Authority to file a new national market system plan, or NMS plan, ...