JD Supra7d
SEC Announces Settlement With Investment Advisory Firm For Allegedly Breaching Fiduciary Duties And Violating Whistleblower Protection Rule
On January 16, 2025, the Securities and Exchange Commission (“SEC”) filed a settled enforcement action against a pair of related investment ...
The National Law Review11d
SEC Charges Two Sigma with Impeding Whistleblowing in Separation Agreements
On January 16, the U.S. Securities and Exchange Commission (SEC) announced settled charges against New York-based investment ...
Forbes4y
The Controversial History Of Whistleblowers And Those Who Are Speaking Out
Ted Siedle is a former Securities and Exchange Commission (SEC) attorney, a Forbes contributor and a specialist on whistleblower cases. Siedle, who specializes in Wall Street malfeasance as it ...
Business Wire13d
Securities Fraud Investigation Into PVH Corp. (PVH) Announced – Investors Who Lost Money Urged To Contact Glancy Prongay & Murray LLP, a Leading Securities Fraud …
Glancy Prongay & Murray LLP, a leading national shareholder rights law firm, today announced that it has commenced an ...
JD Supra14d
Does Your Company Discourage Employees from Being Whistleblowers? The SEC May Think So!
The Dodd-Frank Wall Street Reform and Consumer Protection Act, which was enacted in 2010 in response to the 2008 financial crisis, added ...
Forbes3y
Investors Are Entitled To Whistleblower Protection From The SEC
The court relied on the broad definition of “whistleblower” in Section ... reporting his or her concerns about security law violations to the SEC are prohibited.
Business Wire12d
Securities Fraud Investigation Into TELUS International (Cda) Inc. (TIXT) Announced – Investors Who Lost Money Urged to Contact Glancy Prongay & Murray LLP, a Leadi…
Glancy Prongay & Murray LLP, a leading national shareholder rights law firm, today announced that it has commenced an ...
Hosted on MSN6mon
Justice Department launches corporate whistleblower awards program
The SEC received 18,000 tips in fiscal 2023 ... Stephen M. Kohn, a prominent whistleblower attorney who participated in a briefing of the whistleblower rights community by department officials ...