Scams involving cryptocurrency and artificial intelligence are expected to be among the biggest threats to retail investors in 2025, according to the North American Securities Administrators ...

If adopted by states, the North American Securities Administrators Association’s (NASAA) newly announced model rule would require investment advisor representatives (IARs) in their jurisdictions to ...

In proposing modified conduct standards for broker-dealers, a state regulators group maintains it's merely trying to mirror federal rules. But industry representatives warn that a new proposal from ...

The organization that unites state securities regulators has made changes to its model rule of conduct for advisors and brokers, hoping to bring these more in line with the federal best interest ...

In her first address as the 104th president of the North American Securities Administrators Association, Maryland Securities Commissioner Melanie Senter Lubin said the expungement process for advisors ...

The North American Securities Administrators Association, which represents state and provincial regulators in the U.S., Canada and Mexico, said Tuesday that it's offering its Exam Validity Extension ...

The North American Securities Administrators Association has named a new president and new board of directors. Joseph Borg, director of the Alabama Securities Commission, was elected to a one-year ...

The North American Securities Administrators Association (NASAA), the entity that lobbies on behalf of state and provincial regulators, is “urging the Securities and Exchange Commission (SEC) not to ...

The North American Securities Administrators Association (NASAA) has called upon the Securities and Exchange Commission (SEC) to make substantial revisions to its Regulation A proposed rule. The NASAA ...