The UK Financial Services Authority (FSA) has published a letter from new chief executive Hector Sants, setting out its view of good practice for managing compliance risk at investment banks. The ...
LONDON - A remuneration code of practice has been confirmed for the UK financial services industry today, as the Financial Services Authority (FSA) added its financial pay guidelines into its ...
The Financial Service Authority's (FSA) code of practice on remuneration will be 'critical' to creating a sustainable and effective approach to rewarding executives, according to one financial expert.
The FSA says firms should not view centralised investment propositions as the automatic investment solution for all clients without assessing individual suitability. The regulator’s guidance ...
An overwhelming majority of top firms believe the Financial Services Authority’s (FSA) new code of practice will have little or no impact on how executives are rewarded. A survey of 200 business ...
The Financial Services Authority (FSA) is relaxing regulations on the training and competence (T&C) of staff working in wholesale financial services firms despite its earlier warnings that organised ...
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