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WEBFounded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.
Search Filings - SEC.gov
WEBJul 2, 2024 · Search Filings. Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
SEC.gov | Filing a Registration Statement
WEBJun 29, 2024 · Filing a Registration Statement. Registration statements and other reports must be filed with the SEC using the SEC’s Electronic Data Gathering, Analysis and Retrieval (EDGAR) system. The SEC staff has provided additional guidance for EDGAR filers to make the filing process more efficient.
SEC Company Registration System
WEBThe Company Registration System (CRS) is the full automation and online pre-processing of corporations and partnerships, licensing of foreign corporations, amendments of the articles of incorporation and other corporate applications requiring SEC approval.
Registration: Definition, Steps, SEC Rules - Investopedia
WEBApr 26, 2022 · Registration is the process by which a company files required documents with the SEC before an initial public offering (IPO). The two components that make up registration are the prospectus...
Registration Under the Securities Act of 1933 - Investor.gov
WEBThe Securities Act of 1933 has two basic objectives: To prohibit deceit, misrepresentations, and other fraud in the sale of securities. The SEC accomplishes these goals primarily by requiring that companies disclose important financial information through the …
How to Register With the SEC as an Investment Advisor
WEBMany financial advisor firms will need to register with the SEC. We break down the process investment advisors need to follow to be registered.
Investment Adviser Registration - Investor.gov
WEBThe SEC’s Office of Investor Education and Advocacy is providing information to investors about the rules for registering with a government regulatory authority that apply to investment advisers.
Registration Statement - Investor.gov
WEBA registration statement is a filing with the SEC making required disclosures in connection with the registration of a security, a securities offering or an investment company under federal securities laws.
SEC Form S-1: What It Is, How to File It or Amend It - Investopedia
WEBMar 21, 2022 · SEC Form S-1 is the initial registration form the Securities and Exchange Commission (SEC) requires public companies to fill out if they want to list their shares on a national exchange.